根据《内地与香港关于建立更紧密经贸关系的安排》协定的签订,内地专业人员(指拥有有效的内地证券或期货执业资格的中国公民)只需参加由香港证券专业学会主办的“香港证券及期货从业员资格考试(卷一)”并符合香港证券及期货事务监察委员会所列的其他发牌条件,便可以申请香港相关牌照,无需通过专业知识考试。
有鉴于此,学会与「广东众行管理顾问有限公司」将以网上培训式提供《香港证券及期货规例网上培训》。学员可透过网上培训有效地掌握香港证券及期货业相关的法律法规及其监管架构。此外,该网上培训可为有意参加「香港资格考试(卷一)」的人士提升其应考能力,从而取得香港证券及期货事务监察委员会认可的资格。
培训流程:查看课程-->购买培训-->发送汇款信息及邮寄地址-->确定支付-->邮寄光盘-->进入学习
Please note that detailed information relating to this training is only available in Chinese.
"Legal and Regulatory Framework for Hong Kong Securities and Futures Industry" E-Learning
Under the Closer Economic Partnership Arrangement (CEPA), effective as of 1 January 2004, Mainland professionals (defined as PRC nationals possessing valid securities or futures practising qualifications in Mainland China) are recognised by the Securities and Futures Commission (SFC) as holding relevant industry qualifications to practice in Hong Kong.
In line with the launching of Licensing Examination for Securities and Futures Intermediaries (LE) to Mainland professionals in Shanghai and Shenzhen, the Institute joined forces with GEC?China in offering an electronic learning, aiming to facilitate members of the public and Mainland professionals to understand the laws and regulations of Hong Kong Securities and Futures Industry.
(Please note that detailed information relating to this training is only available in Chinese.)
考生可透过香港证券专业学会网页
http://www.hksi.org/gb2312/training/prc_act_training.html索取有关「香港证券及期货规例」网上培训的相关资料。